SUBJECT-0392.dossier · instrument · status: active
FS
subject of file

Form SH

SEC filing form for reporting short sales by institutional investment managers
Tracked because SEC filing form for reporting short sales by institutional investment managers · 3 documented connections
Facts on record3
Connections mapped3
Sources cited14
Evidence: 3P
Network web → Timeline → Compare with… → Position Drift → Coverage tone → View on Graph → Export CSV JSON Dossier ← Entity Directory
Stated vs Revealed
No documented contradictions on file.
PATTERN company → [regulatory filing] → government agency → [crea... 104× PATTERN instrument → [created] → government agency → [regulatory ... 104× PATTERN person → [regulatory filing] → government agency → [creat... 81× PATTERN instrument → [created] → government agency → [regulatory ... 81× PATTERN government agency → [regulatory filing] → government agen... 30×
Connection Map
Key Connections
← Securities and Exchange Commission government agency
created
SEC created Form SH through emergency orders for short sale reporting
Facts (3)
Data Freshness
Stale Last update: 190d ago · Avg age: 3571d
Confidence Tiers: Primary Source — cross-referenced government/corporate filings Pending Review — sourced but not independently verified AI Inference — analytical hypothesis from cross-referencing
✓ Verified Findings (3)
Independently re-checked: a second model read the source artifact and confirmed it supports the extracted claim.
✓ verified Primary Source The first Form SH filing was due September 29, 2008, covering short sale activity from September 22, 2008
✓ verified Primary Source The Form SH reporting requirement applied to institutional investment managers who filed Form 13F for the quarter ended June 30, 2008
✓ verified Primary Source Form SH filings were required on the first business day of every calendar week following short sale activity
All Connections (3)
← Securities and Exchange Commission government agency
created confirmed
SEC created Form SH through emergency orders for short sale reporting
document filing inferential since 2010
The entity filed with the SEC under Section 12(j), which is associated with Form SH filings for suspending or revoking securities registration.
← OpenEDGAR instrument
affiliation inferential since unknown
OpenEDGAR may be used to retrieve and analyze SEC Form SH filings, which are available through the EDGAR system.
Sources (14)
2009-05-14 ↗ SEC EDGAR: filing — Form SH (2009-05-14) sec_filing Processed 📜 Receipt
2009-01-23 ↗ SEC EDGAR: filing — Form SH (2009-01-23) sec_filing Processed 📜 Receipt
2026 UNVERIFIED Research: Form SH — Corporate registrations (no results) government_disclosure Processed 📜 Receipt
2026 UNVERIFIED Research: Form SH — USASpending contracts (no results) contract Processed 📜 Receipt
2026 UNVERIFIED Research: Form SH — Court records (no results) court_document Processed 📜 Receipt
2009-04-03 ↗ SEC EDGAR: filing — Form SH (2009-04-03) sec_filing Processed 📜 Receipt
2008-11-06 ↗ SEC EDGAR: filing — Form SH (2008-11-06) sec_filing Processed 📜 Receipt
2008-10-20 ↗ SEC EDGAR: filing — Form SH (2008-10-20) sec_filing Processed 📜 Receipt
2009-02-06 ↗ SEC EDGAR: filing — Form SH (2009-02-06) sec_filing Processed 📜 Receipt
2026 UNVERIFIED Research: Form SH — Lobbying disclosures (no results) government_disclosure Processed 📜 Receipt
2026 UNVERIFIED Research: Form SH — Parliamentary records (no results) parliamentary_record Processed 📜 Receipt
2008-09-29 ↗ Foley & Lardner analysis and SEC emergency orders web_search Processed 📜 Receipt
2008-06-30 ↗ SEC Emergency Order 58591 and multiple law firm analyses web_search Processed 📜 Receipt
2008-09-22 ↗ SEC Emergency Order 58591 and Carter Ledyard analysis web_search Processed 📜 Receipt