▸ ENFORCEMENT LEDGER · GOVERNMENT-FILED ACTIONS

Enforcement Actions on File

Documented enforcement actions taken against entities the platform tracks — SEC civil settlements, DOJ public-corruption indictments, FEC matters, FTC consent decrees, OFAC designations, state attorneys general judgments. Every row has a primary-source URL to the agency release or court filing. The entries don't editorialise: the government took an action, here's what they said, here's where you can verify it.

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actions on file
1
distinct entities
$920.0M
in fines / settlements
By agency
DOJ11SEC6FTC2CFPB2DOC1DOL1NY_STATE_AG1FCC1
By status
settled11convicted6pending5designated1dismissed 20251settled dpa1
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SEC SETTLED civil settlement 19 Sept 2013 $920.0M

JPMorgan to pay $920M in 'London Whale' trading scandal settlement

JPMorgan agreed to pay $920M across SEC, OCC, FRB and FCA penalties resolving charges that bank-management failures permitted traders in its Chief Investment Office (Bruno Iksil, 'the London Whale') to mismark synthetic credit-derivative book values and conceal losses ultimately totaling $6.2B. The SEC complaint alleged that senior managers ignored internal risk-control warnings and made material misstatements to investors.

▸ JPMorgan Chase Case Sec. v. JPMorgan Chase & Co., 2013 WL 5530953 (S.D.N.Y.) ▸ Primary source ↗