SUBJECT-0737.dossier · institution · status: active
FS
subject of file

FINRA CRD System

Central Registration Depository system that assigns identification numbers to financial firms
Tracked because Central Registration Depository system that assigns identification numbers to financial firms · 5 documented connections
Facts on record1
Connections mapped5
Sources cited5
✦ Thin coverage gap +14 connected to 5 entities · only 1 facts on record · flagged for follow-up research
Evidence: 1S
Network web → Timeline → Compare with… → Position Drift → Coverage tone → View on Graph → Export CSV JSON Dossier ← Entity Directory
Stated vs Revealed
No documented contradictions on file.
PATTERN company → [regulatory filing] → government agency → [regu... 105× PATTERN institution → [regulatory oversight] → government agency ... 105× PATTERN person → [regulatory filing] → government agency → [regul... 81× PATTERN institution → [regulatory oversight] → government agency ... 81× PATTERN government agency → [regulatory filing] → government agen... 31×
Connection Map
Key Connections
← Valar Ventures GP LLC company
oversight
Valar Ventures GP LLC is registered with the SEC and subject to FINRA CRD disclosure.
← Investment Adviser Public Disclosure (IAPD) institution
related_regulatory_database
IAPD is the public-facing portal for the same data held in FINRA's CRD (Central Registration Depository) system for investment advisers and broker-dealers
← Investment Adviser Registration Depository (IARD) institution
related regulatory system
IARD is maintained by FINRA for the SEC; the CRD (Central Registration Depository) system is FINRA's companion system for broker-dealer registration.
Facts (1)
Data Freshness
Ageing Last update: 160d ago · Avg age: 250d
Confidence Tiers: Primary Source — cross-referenced government/corporate filings Pending Review — sourced but not independently verified AI Inference — analytical hypothesis from cross-referencing
Raw Filing Records (1) — unsourced metadata
Pending Review Search scope note: No usaspending contracts found for "FINRA CRD System" in automated database search as of 2026-04-13. This reflects search coverage limits, not confirmed absence from public record.
Added: 13 Apr 2026 UNVERIFIED Research: FINRA CRD System — USASpending contracts (no results)
All Connections (5)
→ Securities and Exchange Commission government agency
regulatory oversight secondary since unknown
FINRA CRD System is operated by FINRA, a self-regulatory organization under SEC oversight, and is used for securities industry registration and disclosure.
related_regulatory_database primary since 2020
IAPD is the public-facing portal for the same data held in FINRA's CRD (Central Registration Depository) system for investment advisers and broker-dealers
← Valar Ventures GP LLC company
oversight primary since 2014
Valar Ventures GP LLC is registered with the SEC and subject to FINRA CRD disclosure.
related regulatory system primary since 2026
IARD is maintained by FINRA for the SEC; the CRD (Central Registration Depository) system is FINRA's companion system for broker-dealer registration.
← Clarium Capital company
Potential dispute resolution mechanism inferential since 2008
FINRA arbitration records represent a possible repository of investor dispute documentation for Clarium Capital, though hedge fund agreements may mandate other arbitration frameworks like JAMS or AAA.
Sources (5)
2026-05-09 UNVERIFIED SEARCH_ERROR: FINRA CRD System not found in opencorporates claim_flag Processed 📜 Receipt
2026 UNVERIFIED Research: FINRA CRD System — Parliamentary records (no results) parliamentary_record Processed 📜 Receipt
2026 UNVERIFIED Research: FINRA CRD System — Court records (no results) court_document Processed 📜 Receipt
2026 UNVERIFIED Research: FINRA CRD System — Lobbying disclosures (no results) government_disclosure Processed 📜 Receipt
2026 UNVERIFIED Research: FINRA CRD System — USASpending contracts (no results) contract Processed 📜 Receipt