SUBJECT-0770.dossier · institution · status: active
I(
subject of file

Investment Adviser Registration Depository (IARD)

Electronic filing system for investment adviser forms
Tracked because Electronic filing system for investment adviser forms · 5 documented connections
Facts on record1
Connections mapped5
Sources cited5
✦ Thin coverage gap +14 connected to 5 entities · only 1 facts on record · flagged for follow-up research
Evidence: 1S
Network web → Timeline → Compare with… → Position Drift → Coverage tone → View on Graph → Export CSV JSON Dossier ← Entity Directory
Stated vs Revealed
No documented contradictions on file.
PATTERN company → [regulatory filing] → government agency → [regu... 104× PATTERN institution → [regulated by] → government agency → [regul... 104× PATTERN person → [regulatory filing] → government agency → [regul... 81× PATTERN institution → [regulated by] → government agency → [regul... 81× PATTERN company → [investor] → company → [oversight] → institution 30×
Connection Map
Key Connections
→ Securities and Exchange Commission government agency
regulated_by
The SEC oversees the IARD system and requires investment advisers to file registration forms through it under the Investment Advisers Act of 1940.
← Valar Ventures GP LLC company
oversight
Valar Ventures GP LLC is registered with the SEC and subject to IARD disclosure.
← Investment Adviser Public Disclosure (IAPD) institution
underlying_database
IAPD displays data from the IARD system, which is the electronic filing system for investment adviser registration
→ FINRA CRD System institution
related regulatory system
IARD is maintained by FINRA for the SEC; the CRD (Central Registration Depository) system is FINRA's companion system for broker-dealer registration.
← Department of Government Efficiency (DOGE) instrument
Potential registration gap
DOGE's sustained SEC filing pattern without Investment Advisers Act registration may represent a securities law compliance gap, as no Form ADV filing was found.
Facts (1)
Data Freshness
Ageing Last update: 160d ago · Avg age: 251d
Confidence Tiers: Primary Source — cross-referenced government/corporate filings Pending Review — sourced but not independently verified AI Inference — analytical hypothesis from cross-referencing
Raw Filing Records (1) — unsourced metadata
Pending Review Search scope note: No usaspending contracts found for "Investment Adviser Registration Depository (IARD)" in automated database search as of 2026-04-13. This reflects search coverage limits, not confirmed absence from public record.
Added: 13 Apr 2026 UNVERIFIED Research: Investment Adviser Registration Depository (IARD) — USASpending contra…
All Connections (5)
→ FINRA CRD System institution
related regulatory system primary since 2026
IARD is maintained by FINRA for the SEC; the CRD (Central Registration Depository) system is FINRA's companion system for broker-dealer registration.
→ Securities and Exchange Commission government agency
regulated_by primary since 2000
The SEC oversees the IARD system and requires investment advisers to file registration forms through it under the Investment Advisers Act of 1940.
underlying_database primary since 2021
IAPD displays data from the IARD system, which is the electronic filing system for investment adviser registration
← Valar Ventures GP LLC company
oversight primary since 2014
Valar Ventures GP LLC is registered with the SEC and subject to IARD disclosure.
Potential registration gap primary since 2026
DOGE's sustained SEC filing pattern without Investment Advisers Act registration may represent a securities law compliance gap, as no Form ADV filing was found.
Sources (5)
2026-05-10 UNVERIFIED SEARCH_ERROR: Investment Adviser Registration Depository (IARD) not found in ope… claim_flag Processed 📜 Receipt
2026 UNVERIFIED Research: Investment Adviser Registration Depository (IARD) — Parliamentary reco… parliamentary_record Processed 📜 Receipt
2026 UNVERIFIED Research: Investment Adviser Registration Depository (IARD) — Court records (no … court_document Processed 📜 Receipt
2026 UNVERIFIED Research: Investment Adviser Registration Depository (IARD) — Lobbying disclosur… government_disclosure Processed 📜 Receipt
2026 UNVERIFIED Research: Investment Adviser Registration Depository (IARD) — USASpending contra… contract Processed 📜 Receipt